Who Regloom serves

Built for the compliance workflows that break first

Regulatory change tracking fails at the edges: small teams with wide coverage, fintechs expanding into new states, broker-dealers managing a dense rulebook. Regloom is designed for exactly those situations.

Community and Regional Banks

Full agency coverage without a regulatory affairs team

Reg E (EFTA) BSA / AML CRA FDIC FILs

Community banks and regional banks typically have one to three compliance officers monitoring changes across the OCC, CFPB, FinCEN, state regulators, and the Federal Register. Most teams handle this with email subscriptions, a shared document, and a weekly reading block. The problem is that guidance volume has grown while team headcount has not. An OCC bulletin or CFPB supervisory priority letter can sit unread for three days before the right person sees it.

Regloom replaces the manual reading task. Every source your team currently reviews is added to the feed. When something changes, the specific control in your library that is affected receives a targeted alert: what changed, which control it touches, and whether it is a binding rule or supervisory guidance. Regloom is not a GRC platform and does not manage your control documentation. It is the detection and mapping layer that tells you what changed before you have to go looking.

Eliminate the weekly agency-reading block from your compliance calendar
Exam-ready audit trail of every regulation-to-control mapping with reviewer attribution
Starter plan covers up to 150 controls and 10 sources, right-sized for community bank scope
Fintechs Under State Licensing

Multi-state money transmitter obligations as licensing expands

State MTL regimes FinCEN MSB rules CFPB Reg E

Fintechs that hold money transmitter licenses in multiple states face a monitoring problem that scales with each new license: surety bond requirements, permissible investment rules, consumer disclosure formats, and reporting timelines all vary by state and change independently. When California updates its DFPI money transmission reporting deadline, that change only matters to companies with a California MTL, and it only affects specific controls in your compliance program.

Regloom monitors all 50 state banking and financial services regulators on the Professional plan. Changes are mapped to the controls in your library that are scoped to the relevant state, so your compliance team is not reviewing California updates when only their Texas operations are active in a given week.

Track regulatory drift across all active license states without adding headcount
Control library supports state-scoped tags so alerts route to the right owner
New state license onboarding: add the state regulator as a source and Regloom monitors from day one
Broker-Dealers

FINRA rulebook monitoring mapped to supervisory controls

FINRA Rules Reg BI SEC releases

Broker-dealers manage a dense rulebook across FINRA's regulatory framework, Reg BI, and SEC releases. Supervisory control systems require that control owners know when their specific rule obligations change. A FINRA Notice to Members clarifying suitability documentation requirements under Reg BI affects the supervisory controls in a very specific way that general regulatory newsletters do not surface.

Regloom monitors FINRA regulatory notices, rule changes, and SEC releases, mapping each change to your supervisory control identifiers. The audit trail is formatted with the attribution detail that FINRA examiners look for when reviewing supervisory procedures: what changed, when it was detected, who reviewed the mapping, and when the control was updated.

FINRA and SEC sources monitored continuously, not just on quarterly manual review cycles
Exam-ready audit report formatted for how FINRA examiners review supervisory procedures
Jira integration creates tickets in your existing compliance workflow for each flagged change

See how Regloom fits your compliance program.

We will walk you through a session specific to your regulatory footprint, whether that is three agencies or forty state regulators.