RegTech for compliance teams at banks and fintechs

Compliance monitoring as a live feed.

Regloom watches regulatory sources for changes that touch your obligations and maps each one to the affected control, so nothing slips past a manual read.

Federal Register Reg E §1005.9 Jun 28
Error resolution timeline amended: 45-day provisional credit window revised
Control: Transaction Monitoring 7.4 High impact
FINRA Rule 4370 Jun 21
Business continuity plan annual review requirements clarified
Control: Supervisory Controls BCP-2 Review
FinCEN CDD Rule Jun 14
Beneficial ownership threshold guidance updated for shell entities
Control: KYC Onboarding 3.1 High impact
OCC BSA/AML Jun 07
Examination procedures updated: SAR timing documentation requirements
Control: AML Monitoring 5.2 Informational
Trusted by compliance teams at
Thornwick Savings Crestfield Financial Solara Credit Union Bridgemont Bank

14 federal agencies publish guidance that affects a typical bank. Most compliance teams track all of them manually.

14

You see the regulation. Not the obligation.

Agency bulletins arrive as PDFs. Extracting which specific obligations apply to your firm requires hours of attorney-level reading that most compliance teams lack capacity for.

6hr

Manual reading misses cross-references.

An amendment to Reg E may cross-reference EFTA section 905. Manual review catches the amendment but not the downstream obligation in your BSA control. The cross-reference is the part that gets you in an exam.

3wk

Control owners find out late.

By the time a regulatory change travels from agency publication to the compliance officer to the control owner, three weeks may have passed. Exam preparation starts with outdated control documentation.

Watch. Map. Alert.

01

Watch: continuous source monitoring

Regloom monitors 40+ regulatory sources continuously, including the Federal Register, OCC bulletins, CFPB guidance, FINRA rulebook updates, FDIC FILs, FinCEN advisories, and state banking regulators. Each source is versioned so diffs are computed against the prior fetch.

Polling interval: every 4 hours across all sources
02

Map: each change to the affected control

Changed text is parsed for obligation language (must, shall, required, prohibited). Each obligation phrase is matched against your uploaded control library using semantic similarity. High-confidence matches are auto-tagged. Low-confidence are queued for your review, not silently dropped.

Control library: CSV import or manual entry, up to unlimited on Institution plan
03

Alert: targeted diffs, not newsletters

Control owners receive a targeted alert with exactly what changed and which control to update. Delivery via email digest, Jira ticket creation, webhook, or REST API. Your compliance team sees a diff with a control reference, not another PDF to route manually.

Delivery: email, Jira, Confluence, webhook, REST API

See what changed, and where it lands.

Every entry in the feed shows the regulation source, the specific clause that changed, and the control identifier it maps to. Control owners know whether they need to act before the Friday review cycle even starts. Not after.

Explore the product
Change Detail Auto-mapped
Source
Federal Register, Vol. 91, No. 103
Regulation
Reg E §1005.9(a)(1)(i)
Change summary
Provisional credit deadline revised from 10 to 5 business days for prepaid account errors reported orally
Obligation type
SHALL provide provisional credit within...
Effective date
2026-09-01
Mapped controls
TM-7.4 Transaction Monitoring - Error Resolution
EFTA-3.1 EFTA Complaint Handling
Control: KYC Onboarding 3.1 3 active mappings
CDD-1 FinCEN CDD Rule - Beneficial ownership threshold High
BSA-4 BSA Customer Identification Program requirements High
PATRIOT-2 USA PATRIOT Act Section 326 - Identity verification Review

Every control knows its regulatory obligations.

Regloom maps obligation language to your internal control identifiers. When a regulation changes, the affected control surfaces immediately, along with the specific obligation that shifted and the confidence score for the mapping.

  • Import your existing control library via CSV or manual entry
  • Confidence scoring on each mapping, with low-confidence queued for review
  • Every mapping decision logged with timestamp and source version for exam preparation
See the mapping layer
40+
Regulatory sources monitored
Federal Register, OCC, CFPB, FINRA, FDIC, FinCEN, SEC, CFTC, state regulators
12
Federal agencies covered
OCC, CFPB, FDIC, Federal Reserve, FINRA, FinCEN, SEC, CFTC, NCUA, and more
6hr
Compliance reading time replaced per analyst weekly
Based on time-tracking reported by Starter and Professional plan customers
4hr
Alert latency guarantee on Institution plan
SLA-backed, from regulation publication to targeted alert delivery

What compliance teams stopped doing

We used to run a Friday morning review of five agency sites. Regloom replaced that with a Tuesday morning email with exactly what changed and which controls to update.
Head of Regulatory Compliance
Thornwick Savings
The control mapping is the hard part. We thought we would have to build it ourselves. Regloom had our control library connected and mapped in the first week.
Compliance Director
Bridgemont Bank
Alert delivery, your way

Export to the tools your compliance team already lives in

Jira Export to
Confluence Export to
Excel Export
CSV Export
Webhook Push alerts
REST API Pro plan

Stop reading every bulletin. Start tracking what matters.

Regloom turns regulatory monitoring from a weekly reading block into a targeted feed that routes directly to the control owners who need to act on it.